SEC Form 4 · accession 0001621474-18-000014
Carlyle Secured Lending, Inc. · CGBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Anthony Hart
Officer — CEO · Director
Period of report
Dec 6, 2018
Accepted (ET)
Dec 7, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001544206
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 6, 2018 | P | 3,250 | $14.9608 | A | 37,488 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the aggregate of purchases effected on the same day at different prices.
- F2Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.9266 to $14.9935 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.