SEC Form 4 · accession 0001544206-19-000009
Carlyle Secured Lending, Inc. · CGBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G. Nestor
Director
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 6:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001544206
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 7, 2019 | P | 6,800 | $14.6282 | A | 16,800 | D | |
| Common StockF3 | holding | — | — | — | 6,800 | I | By trust (#1) | |
| Common StockF3 | holding | — | — | — | 4,000 | I | By trust (#2) | |
| Common StockF3 | holding | — | — | — | 8,500 | I | By trust (#3) | |
| Common StockF4 | holding | — | — | — | 6,500 | I | By trust (#4) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the aggregate of purchases effected on the same day at different prices.
- F2Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.63 to $14.626 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3The reporting person is the trustee of a family trust of which his adult child is the sole beneficiary for which he receives no compensation. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.
- F4The reporting person's spouse is the trustee of a family trust of which her adult children are the sole beneficiaries for which she receives no compensation. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.