SEC Form 4 · accession 0000899243-17-016187
Carlyle Secured Lending, Inc. · CGBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Orit Mizrachi
Officer — COO
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001544206
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 9, 2017 | J | 54 | $0.00 | A | 2,434 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock received pursuant to an agreement and plan of merger, dated May 3, 2017, by and between the Issuer and NF Investment Corp., by which NF Investment Corp. merged with and into the Issuer, with the Issuer as the surviving entity. On June 9, 2017, the effective date of the merger, the net asset value per share of the Issuer was $18.53.