SEC Form 4 · accession 0000899243-15-009546
Carlyle Secured Lending, Inc. · CGBD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Orit Mizrachi
Officer — COO
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001544206
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2015 | P | 47 | $19.08 | A | 798 | D | |
| Common StockF1 | Dec 7, 2015 | A | 356 | $0.00 | A | 1,154 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan.