SEC Form 4 · accession 0001140361-15-043934
Trilogy Metals Inc. · TMQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001543418
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Dec 4, 2015 | S | 5,011,200 | $0.3951 | D | 3,340,800 | I | By Gold First Investments Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with a share purchase agreement between Gold First Investments Limited ("Gold First") and Resource Capital Fund VI L.P. ("Purchaser"), dated November 23, 2015, pursuant to which the Purchaser purchased from Gold First 8,352,000 common shares of NovaCopper Inc. for an aggregate purchase price of US $3,300,000.00. The closing occurred on December 4, 2015.
- F2Notela Resource Advisors Ltd. owns 60% of Gold First and disclaims beneficial ownership except to the extent of its pecuniary interest.