SEC Form 4 · accession 0001140361-15-040164
Trilogy Metals Inc. · TMQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Van Nieuwenhuyse
Officer — President & CEO · Director
Period of report
Nov 6, 2015
Accepted (ET)
Nov 9, 2015 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001543418
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $0.50 | Nov 6, 2015 | A | 937,500 | A | — | Nov 5, 2020 | Common Stock | 937,500 | 937,500 | D |
Explanation of responses
- F1Expressed in Canadian dollars.
- F2The stock options vest in three equal installments on November 6, 2015, November 6, 2016 and November 6, 2017.