SEC Form 4 · accession 0001140361-15-029176
Trilogy Metals Inc. · TMQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Van Nieuwenhuyse
Officer — President & CEO · Director
Period of report
Jul 28, 2015
Accepted (ET)
Jul 30, 2015 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001543418
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 29, 2015 | M | 296,870 | $0.00 | A | 867,509 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 28, 2015 | A | 296,870 | A | — | — | Common Stock | 296,870 | 296,870 | D |
| Restricted Stock UnitsF1,F2 | — | Jul 29, 2015 | M | 296,870 | D | — | — | Common Stock | 296,870 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of NCQ common stock. The conversion price of the underlying common shares as of the July 28, 2015 settlement date was Cdn$0.52.
- F2The restricted stock units vests on July 28, 2015.