SEC Form 4 · accession 0001140361-15-025130
Trilogy Metals Inc. · TMQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Gregory A. Lang
Director
Period of report
Jun 19, 2015
Accepted (ET)
Jun 23, 2015 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001543418
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 19, 2015 | A | 73,315 | — | A | 107,211 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Arrangement OptionsF1,F2 | $0.87 | Jun 19, 2015 | A | 90,000 | A | Jun 19, 2015 | Sep 17, 2015 | Common Shares | 90,000 | 90,000 | D |
| Arrangement OptionsF1,F2 | $0.54 | Jun 19, 2015 | A | 135,000 | A | Jun 19, 2015 | Sep 17, 2015 | Common Shares | 135,000 | 135,000 | D |
Explanation of responses
- F1In connection with an arrangement agreement between NovaCopper Inc. (the "Issuer") and Sunward Resources Ltd. ("Sunward"), announced on April 23, 2015, pursuant to which the Issuer acquired Sunward (the "Arrangement") on June 19, 2015 , the Reporting Person received options of the Issuer in exchange for outstanding options of Sunward held immediately prior to the effective time of the Arrangement entitling the Reporting Person to 0.3 shares of the Issuer for each option of Sunward and the Reporting Person received 0.3 shares of the Issuer in exchange for each share of Sunward.
- F2Reflected in Canadian dollars.