SEC Form 4 · accession 0002111867-26-000013
Uber Technologies, Inc · UBER
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Balaji (A) Krishnamurthy
Officer — Chief Financial Officer
Period of report
Sep 16, 2026
Accepted (ET)
Sep 18, 2026 · 5:55 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001543151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 16, 2026 | M | 567 | — | A | 41,972 | D | |
| Common StockF1 | Sep 16, 2026 | M | 885 | — | A | 42,857 | D | |
| Common StockF1 | Sep 16, 2026 | M | 687 | — | A | 43,544 | D | |
| Common StockF1 | Sep 16, 2026 | M | 490 | — | A | 44,034 | D | |
| Common StockF1 | Sep 16, 2026 | M | 1,158 | — | A | 45,192 | D | |
| Common StockF1 | Sep 16, 2026 | M | 606 | — | A | 45,798 | D | |
| Common Stock | Sep 16, 2026 | F | 282 | $70.97 | D | 45,516 | D | |
| Common Stock | Sep 16, 2026 | F | 439 | $70.97 | D | 45,077 | D | |
| Common Stock | Sep 16, 2026 | F | 341 | $70.97 | D | 44,736 | D | |
| Common Stock | Sep 16, 2026 | F | 245 | $70.97 | D | 44,491 | D | |
| Common Stock | Sep 16, 2026 | F | 608 | $70.97 | D | 43,883 | D | |
| Common Stock | Sep 16, 2026 | F | 331 | $70.97 | D | 43,552 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Sep 16, 2026 | M | 567 | D | — | — | Common Stock | 567 | 64,572 | D |
| Restricted Stock UnitsF1,F4 | — | Sep 16, 2026 | M | 885 | D | — | — | Common Stock | 885 | 37,172 | D |
| Restricted Stock UnitsF1,F5 | — | Sep 16, 2026 | M | 687 | D | — | — | Common Stock | 687 | 20,603 | D |
| Restricted Stock UnitsF1,F6 | — | Sep 16, 2026 | M | 490 | D | — | — | Common Stock | 490 | 8,820 | D |
| Restricted Stock UnitsF1,F7 | — | Sep 16, 2026 | M | 1,158 | D | — | — | Common Stock | 1,158 | 13,895 | D |
| Restricted Stock UnitsF1,F8 | — | Sep 16, 2026 | M | 606 | D | — | — | Common Stock | 606 | 3,638 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
- F2Shares withheld to satisfy tax liability upon vesting of RSUs on September 16, 2026.
- F3The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F4The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F5The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F6The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F7The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
- F8The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.