SEC Form 5 · accession 0001477932-17-000336
New Global Energy, Inc. · NGEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Perry D. West
Officer — CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 19, 2017 · 2:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001543083
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2012 | P | 1,000,000 | $0.001 | A | 1,000,000 | D | |
| Common Stock | Feb 29, 2016 | P | 300 | $0.60 | A | 1,000,300 | D | |
| Common Stock | Jun 3, 2016 | P | 2,500 | $0.24 | A | 1,002,800 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $0.30 | May 2, 2016 | P | 500,000 | A | Jun 1, 2016 | Jun 1, 2021 | Common Stock | 500,000 | 500,000 | D |
| Option | $0.30 | May 2, 2016 | P | 300,000 | A | Jun 1, 2017 | Jun 1, 2022 | Common Stock | 300,000 | 800,000 | D |
| Option | $0.30 | May 2, 2016 | P | 200,000 | A | Jun 1, 2018 | Jun 1, 2023 | Common Stock | 200,000 | 1,000,000 | D |