SEC Form 4 · accession 0001179110-17-000966
Georgetown Bancorp, Inc. · GTWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A. Splaine
Director
Period of report
Jan 12, 2017
Accepted (ET)
Jan 17, 2017 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001542299
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2017 | G | 2,000 | $0.00 | D | 2,562 | D | |
| Common Stock | holding | — | — | — | 27,042 | I | by IRA | |
| Common Stock | holding | — | — | — | 2,000 | I | By Child 1 | |
| Common Stock | holding | — | — | — | 2,000 | I | By Child 2 | |
| Common Stock | holding | — | — | — | 5,000 | I | By Spouse's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $9.33 | holding | — | — | — | Feb 22, 2011 | Feb 22, 2020 | Common Stock | 450 | 450 | D |
| Stock OptionsF2 | $9.55 | holding | — | — | — | Feb 22, 2012 | Feb 22, 2021 | Common Stock | 435 | 435 | D |
| Stock OptionsF3 | $9.58 | holding | — | — | — | Feb 22, 2013 | Feb 22, 2022 | Common Stock | 315 | 315 | D |
| Stock OptionsF4 | $14.00 | holding | — | — | — | Feb 22, 2014 | Feb 22, 2023 | Common Stock | 350 | 350 | D |
| Stock OptionsF5 | $14.98 | holding | — | — | — | Feb 22, 2015 | Feb 22, 2024 | Common Stock | 575 | 575 | D |
| Stock OptionsF6 | $17.55 | holding | — | — | — | Feb 22, 2016 | Feb 22, 2025 | Common Stock | 930 | 930 | D |
| Stock OptionsF7 | $19.40 | holding | — | — | — | Feb 22, 2017 | Feb 22, 2026 | Common Stock | 861 | 861 | D |
Explanation of responses
- F1Represents stock options vesting at a rate of 33.3% per year commencing on February 22, 2011.
- F2Represents stock options vesting at a rate of 33.3% per year commencing on February 22, 2012.
- F3Represents stock options vesting at a rate of 33.3% per year commencing on February 22, 2013.
- F4Represents stock options vesting at a rate of 33.3% per year commencing on February 22, 2014.
- F5Represents stock options vesting at a rate of 33.3% per year commencing on February 22, 2015.
- F6Represents stock options vesting at a rate of 33.3% per year commencing on February 22, 2016.
- F7Represents stock options vesting at a rate of 33.3% per year commencing on February 22, 2017.