SEC Form 5 · accession 0001080368-16-000043
PROLUNG INC · LUNG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd M Morgan
Director
Period of report
Dec 31, 2014
Accepted (ET)
May 20, 2016 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541884
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2014 | A | 217,500 | $0.00 | A | 1,247,500 | D | |
| Common Stock | Dec 31, 2014 | A | 200,000 | $0.00 | A | 1,247,500 | I | By Creekside Oaks LLC |
| Common Stock | Dec 31, 2014 | A | 230,000 | $0.00 | A | 1,247,500 | I | Custodian of Todd M. Morgan Living Trust |
| Common Stock | Dec 31, 2014 | A | 400,000 | $0.00 | A | 1,247,500 | I | By MPM Investment Group |
| Common Stock | Dec 31, 2014 | A | 200,000 | $0.00 | A | 1,247,500 | I | By T&L Business Ventures LP |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The Reporting Person is a Director of the Issuer and a Control Person of multiple entities. During the reporting period described herein the shares were issued in the name of the entities controlled by the Reporting Person.