SEC Form 3 · accession 0001144204-15-000017
Akari Therapeutics Plc · AKTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sidransky
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 2, 2015 · 6:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | holding | — | — | — | 54,732 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Ordinary SharesF9,F1 | — | holding | — | — | — | Aug 28, 2008 | Aug 28, 2017 | Ordinary Shares | 68,250 | — | D |
| Options to Purchase Ordinary SharesF10,F2 | — | holding | — | — | — | Feb 5, 2008 | Feb 5, 2018 | Ordinary Shares | 60,227 | — | D |
| Options to Purchase Ordinary SharesF3 | $1.56 | holding | — | — | — | Mar 19, 2013 | Mar 19, 2022 | Ordinary Shares | 25,000 | — | D |
| Options to Purchase Ordinary SharesF4 | $1.56 | holding | — | — | — | Jun 20, 2012 | Jun 20, 2022 | Ordinary Shares | 30,000 | — | D |
| Options to Purchase Ordinary SharesF5 | $2.00 | holding | — | — | — | Apr 26, 2014 | Apr 29, 2023 | Ordinary Shares | 100,000 | — | D |
| Options to Purchase Ordinary SharesF6 | $0.75 | holding | — | — | — | May 31, 2014 | Feb 5, 2024 | Ordinary Shares | 45,000 | — | D |
| Options to Purchase Ordinary SharesF7 | $0.60 | holding | — | — | — | Jun 1, 2015 | Jul 22, 2024 | Ordinary Shares | 45,000 | — | D |
| Warrants to Purchase Ordinary SharesF8 | $2.00 | holding | — | — | — | Feb 12, 2012 | Feb 12, 2017 | Ordinary Shares | 12,500 | — | D |
Explanation of responses
- F150% of shares underlying the options vested on 8/28/2008 and the remaining 50% of shares underlying the options vested on 8/28/2009.
- F10The exercise price for these options to purchase ordinary shares is 0.79 pound sterling.
- F2100% of the shares underlying the options vested on 2/5/2008.
- F3100% of the shares underlying the options vested on 3/19/2013.
- F4100% of the shares underlying the options vested on 6/20/2012.
- F51/3 of the shares underlying the options vest annually, beginning on 4/26/2014.
- F6100% of the shares underlying the options vested on 5/31/2014.
- F7100% of the shares underlying the options will vest on 6/1/2015.
- F8100% of the shares underlying the warrants vested on 2/12/2012.
- F9The exercise price for these options to purchase ordinary shares is 0.80 pound sterling.
Remarks
The Reporting Person is filing this form in connection with the Issuer transitioning from foreign private issuer to full reporting status as of January 1, 2015. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents ten (10) Ordinary Shares. Exhibit List - Exhibit 24 Power of Attorney.