SEC Form 4 · accession 0001437749-26-020356
Sound Financial Bancorp, Inc. · SFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rogelio Riojas
Director
Period of report
Jun 10, 2026
Accepted (ET)
Jun 11, 2026 · 6:54 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001541119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2026 | G | 28,916 | $0.00 | D | 7,427 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $39.89 | Jan 26, 2024 | A | 265 | A | — | Jan 26, 2034 | Common Stock | 265 | 265 | D |
| Stock Option (Right to Buy)F1 | $33.50 | holding | — | — | — | — | Jan 25, 2029 | Common Stock | 250 | 250 | D |
| Stock Option (Right to Buy)F1 | $36.26 | holding | — | — | — | — | Jan 31, 2030 | Common Stock | 120 | 120 | D |
| Stock Option (Right to Buy)F1 | $32.46 | holding | — | — | — | — | Jan 27, 2031 | Common Stock | 300 | 300 | D |
| Stock Option (Right to Buy)F1 | $42.85 | holding | — | — | — | — | Jan 28, 2032 | Common Stock | 320 | 320 | D |
| Stock Option (Right to Buy)F1 | $40.13 | holding | — | — | — | — | Jan 27, 2033 | Common Stock | 320 | 320 | D |
Explanation of responses
- F1Options are fully vested.
- F2Options vest in three equal annual installments beginning on January 26, 2025.
- F3The reported transaction consists of bona fide gift to the reporting person's children undertaken in connection with the reporting person's estate, tax and retirement planning. Although the gifts represent a substantial portion of the reporting person's directly held shares, the transaction was not a sale and was effected solely for purposes of such planning. Following the reported gifts, the reporting person continues to maintain a meaningful equity interest in the Company through remaining share ownership and outstanding equity awards.