SEC Form 4 · accession 0001140361-17-044781
Sound Financial Bancorp, Inc. · SFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew P Deines
Officer — EVP / CFO
Period of report
Nov 29, 2017
Accepted (ET)
Dec 4, 2017 · 2:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2017 | G | 1,200 | $0.00 | D | 20,507 | D | |
| Common Stock | holding | — | — | — | 12,015 | I | 401(k) | |
| Common Stock | holding | — | — | — | 174 | I | UTMA | |
| Common Stock | holding | — | — | — | 8,343 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $16.80 | holding | — | — | — | — | Jan 23, 2024 | Common Stock | 18,073 | 18,073 | D |
| Stock Option (Right to Buy)F2 | $18.36 | holding | — | — | — | — | Jan 28, 2025 | Common Stock | 3,190 | 3,190 | D |
| Stock Option (Right to Buy)F3 | $18.36 | holding | — | — | — | — | Jan 28, 2025 | Common Stock | 8,502 | 8,502 | D |
Explanation of responses
- F1Options vest in five equal annual installments beginning on January 23, 2015
- F2Options vest in three equal annual installments beginning on January 28, 2015.
- F3Options vest in five equal annual installments beginning on January 25, 2016.