SEC Form 4 · accession 0001140361-17-005462
Sound Financial Bancorp, Inc. · SFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen B Cook
Director
Period of report
Feb 8, 2017
Accepted (ET)
Feb 9, 2017 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2017 | M | 500 | $22.31 | A | 3,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F1 | $22.31 | Feb 8, 2017 | M | 500 | D | — | Jan 29, 2026 | Common Stock | 500 | 500 | D |
| Stock Option (Right to Buy)F2 | $28.34 | holding | — | — | — | — | Jan 27, 2027 | Common Stock | 3,000 | 3,500 | D |
Explanation of responses
- F1Options vest in three equal installments beginning on January 29, 2016.
- F2Options vest in three equal installments beginning on January 27, 2017.