SEC Form 4/A · accession 0001140361-17-003846
Sound Financial Bancorp, Inc. · SFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kathleen B Cook
Director
Period of report
Jan 27, 2017
Accepted (ET)
Feb 1, 2017 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2017 | A | 192 | $0.00 | A | 2,792 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $28.34 | Jan 27, 2017 | A | 3,000 | A | — | Jan 27, 2027 | Common Stock | 3,000 | 4,000 | D |
| Stock Option (Right to buy)F1 | $22.31 | holding | — | — | — | — | Jan 29, 2026 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Options vest in three equal installments beginning on January 29, 2016.
- F2Options vest in three equal installments beginning on January 27, 2017.