SEC Form 4/A · accession 0001140361-16-055593
Sound Financial Bancorp, Inc. · SFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christina Jane Gehrke
Officer — SVP/Chief Admin Officer
Period of report
Jan 29, 2016
Accepted (ET)
Feb 29, 2016 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2016 | A | 213 | $22.31 | A | 213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $22.31 | Jan 29, 2016 | A | 480 | A | — | Jan 29, 2026 | Common Stock | 480 | 480 | D |
Explanation of responses
- F1Options vest in three equal annual installments beginning on January 29, 2016