SEC Form 4/A · accession 0001140361-16-055559
Sound Financial Bancorp, Inc. · SFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Debra Jones
Director
Period of report
Dec 17, 2015
Accepted (ET)
Feb 29, 2016 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2015 | M | 1,623 | $8.41 | A | 18,770 | D | |
| Common Stock | Dec 17, 2015 | M | 1,623 | $9.72 | A | 20,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $8.41 | Dec 17, 2015 | M | 1,623 | D | — | Jan 27, 2019 | Common Stock | 1,623 | 0 | D |
| Stock Option (Right to Buy)F1 | $9.72 | Dec 17, 2015 | M | 1,623 | D | — | Jan 27, 2019 | Common Stock | 1,623 | 0 | D |
| Stock Option (Right to Buy)F2 | $16.80 | holding | — | — | — | — | Jan 23, 2024 | Common Stock | 6,025 | 6,025 | D |
| Stock Option (Right to Buy)F3 | $18.36 | holding | — | — | — | — | Jan 28, 2025 | Common Stock | 862 | 862 | D |
Explanation of responses
- F1Options vest in five equal installments beginning on January 27, 2009
- F2Options vest in five equal installments beginning on January 23, 2015
- F3Options vest in three equal installments beginning on January 28, 2015.