SEC Form 4 · accession 0001140361-16-049906
Sound Financial Bancorp, Inc. · SFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kathleen B Cook
Director
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2016 | A | 900 | $22.31 | A | 1,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $22.31 | Jan 29, 2016 | A | 1,500 | A | — | Jan 29, 2026 | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Options vest in three equal installments beginning on January 29, 2016.