SEC Form 4 · accession 0001140361-15-045006
Sound Financial Bancorp, Inc. · SFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Debra Jones
Director
Period of report
Dec 17, 2015
Accepted (ET)
Dec 17, 2015 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2015 | M | 1,623 | $8.41 | A | 18,770 | D | |
| Common Stock | Dec 17, 2015 | M | 1,623 | $9.72 | A | 20,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $18.36 | holding | — | — | — | — | Jan 28, 2025 | Common Stock | 862 | 862 | D |
| Common Stock (Right to Buy)F2 | $16.80 | holding | — | — | — | — | Jan 23, 2024 | Common Stock | 6,025 | 6,887 | D |
Explanation of responses
- F1Options vest in three equal installments beginning on January 28, 2015
- F2Options vest in five equal installments beginning on January 27, 2015