SEC Form 4 · accession 0000927089-19-000100
Sound Financial Bancorp, Inc. · SFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christina Jane Gehrke
Officer — EVP/Chief Admin Officer
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 8:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2019 | M | 1,760 | $28.34 | A | 2,945 | D | |
| Common Stock | Feb 8, 2019 | F | 1,488 | $33.51 | D | 1,457 | D | |
| Common StockF1 | holding | — | — | — | 853 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $28.34 | Feb 8, 2019 | M | 1,760 | D | — | Jan 27, 2027 | Common Stock | 1,760 | 4,240 | D |
| Stock Option (Right to Buy)F3 | $33.50 | holding | — | — | — | — | Jan 25, 2029 | Common Stock | 225 | 225 | D |
Explanation of responses
- F1Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
- F2All options are currently exercisable.
- F3Options vest in five equal annual installments beginning on January 25, 2019.