SEC Form 4 · accession 0000927089-19-000075
Sound Financial Bancorp, Inc. · SFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen B Cook
Director
Period of report
Feb 4, 2019
Accepted (ET)
Feb 5, 2019 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2019 | P | 50 | $33.76 | A | 4,442 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $28.34 | holding | — | — | — | — | Jan 27, 2027 | Common Stock | 3,000 | 3,000 | D |
| Stock Option (Right to Buy)F2 | $33.50 | holding | — | — | — | — | Jan 25, 2029 | Common Stock | 475 | 475 | D |
Explanation of responses
- F1Options are fully exercisable..
- F2Options vest in five equal installments beginning on January 25, 2019.