SEC Form 4 · accession 0000927089-19-000066
Sound Financial Bancorp, Inc. · SFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elliott Pierce
Officer — EVP/Chief Credit Officer
Period of report
Jan 25, 2019
Accepted (ET)
Jan 29, 2019 · 12:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2019 | A | 1,850 | $0.00 | A | 3,242 | D | |
| Common StockF1 | holding | — | — | — | 1,370 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $33.50 | Jan 25, 2019 | A | 1,500 | A | — | Jan 25, 2029 | Common Stock | 1,500 | 1,500 | D |
| Stock Option (Right to Buy)F2 | $22.31 | holding | — | — | — | — | Jan 29, 2026 | Common Stock | 4,513 | 4,513 | D |
| Stock Option (Right to Buy)F3 | $28.34 | holding | — | — | — | — | Jan 27, 2027 | Common Stock | 6,000 | 10,513 | D |
Explanation of responses
- F1Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.
- F2Options vest in five equal annual installments beginning on January 29, 2017.
- F3Options vest in three equal annual installments beginning on January 27, 2017.
- F4Options vest in five equal annual installments beginning on January 25, 2019.