SEC Form 4 · accession 0000927089-19-000058
Sound Financial Bancorp, Inc. · SFBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Haddad Jr.
Director
Period of report
Jan 25, 2019
Accepted (ET)
Jan 29, 2019 · 12:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001541119
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2019 | A | 300 | $0.00 | A | 2,720 | D | |
| Common Stock | holding | — | — | — | 13,113 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $33.50 | Jan 25, 2019 | A | 250 | A | — | Jan 25, 2029 | Common Stock | 250 | 250 | D |
| Stock Option (Right to Buy)F1 | $16.80 | holding | — | — | — | — | Jan 23, 2024 | Common | 6,025 | 6,025 | D |
| Stock Option (Right to BuyF2 | $18.36 | holding | — | — | — | — | Jan 28, 2025 | Common Stock | 862 | 862 | D |
Explanation of responses
- F1Options vest in five annual installments beginning on January 23, 2015.
- F2Options are fully exercisable..
- F3Options vest in five equal annual installments beginning on January 25, 2019.