SEC Form 3 · accession 0000919574-18-006614
Anaplan, Inc. · PLAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
COATUE MANAGEMENT LLC
10% Owner
Philippe Laffont
10% Owner
COATUE PRIVATE FUND I LP
10% Owner
COATUE HYBRID GP I LLC
10% Owner
Period of report
Oct 11, 2018
Accepted (ET)
Oct 11, 2018 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001540755
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1 | holding | — | — | — | 1,123,752 | D | ||
| Common Stock, par value $0.0001 per shareF2 | holding | — | — | — | 2,954,998 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF1,F3 | — | holding | — | — | — | — | — | Common Stock, par value $0.0001 per share | 13,748 | — | D |
| Series D Convertible Preferred StockF1,F3 | — | holding | — | — | — | — | — | Common Stock, par value $0.0001 per share | 3,865,889 | — | D |
| Series E Convertible Preferred StockF1,F3 | — | holding | — | — | — | — | — | Common Stock, par value $0.0001 per share | 99,019 | — | D |
Explanation of responses
- F1The reported securities are held in the account of Coatue Private Fund I LP (the "Fund"), a private investment fund managed by Coatue Management, L.L.C. (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Coatue Hybrid GP I LLC (the "General Partner"), and by Philippe Laffont, managing member of the General Partner and who owns and controls the Investment Manager.
- F2The reported securities are held in the accounts of clients of the Investment Manager other than the Fund and may be deemed to be beneficially owned by the Investment Manager, as the investment manager to such clients, and Philippe Laffont who owns and controls the Investment Manager.
- F3The Series A, D and E convertible preferred stock is convertible into shares of the Issuer's Common Stock, par value $0.0001 per share ("Common Stock") on a 1-for-1 basis at any time at the holder's election and shall automatically convert into Common Stock immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
Remarks
Each of the Fund, the Investment Manager, the General Partner and Philippe Laffont (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 3 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.