SEC Form 4 · accession 0000899243-18-031630

Anaplan, Inc. · PLAN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Dec 21, 2018

Accepted (ET)

Dec 21, 2018 · 7:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001540755

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 21, 2018	M	2,335,937	—	A	2,356,640	D
Common Stock^F2	Dec 21, 2018	F	1,153,963	$24.63	D	1,202,677	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1	—	Dec 21, 2018	M	2,335,937	D	—	—	Common Stock	2,335,937	2,539,063	D

F1The Reporting Person was granted restricted stock units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. 25% of the RSUs vested on January 20, 2018 with the remainder vesting in 36 equal monthly installments thereafter provided that the Reporting Person remains in continuous service on each vesting date. Unless otherwise provided, on each vesting date shares of Common Stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.
F2As previously disclosed, upon vesting of the RSUs, shares of common stock were automatically withheld by the Issuer in a "net settlement" to satisfy the Reporting Person's tax withholding obligation. The "net settlement" is a non-discretionary, non-market transaction with the Issuer. No shares were sold by the Reporting Person, and the shares of common stock received by the Reporting Person upon vesting of the RSUs are subject to a lock-up agreement with the underwriters of the Issuer's initial public offering.