SEC Form 4 · accession 0001104659-17-052386
Foresight Energy LP · FELP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Murray Energy Corp
10% Owner
Murray Energy Holdings Co.
10% Owner
Robert E. Murray Trust
10% Owner
Robert Eugene Murray
Director · 10% Owner
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 10:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001540729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF2 | Aug 15, 2017 | M | 224,716 | $0.8928 | A | 9,852,824 | I | See Footnote |
| Common UnitsF1,F2 | Aug 15, 2017 | F | 43,806 | $4.58 | D | 9,809,018 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF4,F3 | $0.8928 | Aug 15, 2017 | M | 17,556 | D | — | — | Common Units | 224,716 | 0 | I |
Explanation of responses
- F1Reflects common units withheld by the Issuer to fund the cashless exercise of 17,556 warrants.
- F2The common units are directly held by Murray South America, Inc. ("MSA"). Murray Energy Corporation ("MEC") owns 100% of the capital stock of MSA. Murray Energy Holdings Co. ("Holdings") owns 100% of the capital stock of MEC. Robert E. Murray Trust (the "Trust") holds 100% of the Class A Voting Common Shares of Holdings. Robert E. Murray is the settlor and trustee of the Trust. Robert E. Murray disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for the purposes of Section 16 or for any other purpose.
- F3The warrants were exercisable at any time during the period commencing on the date the Exchangeable PIK Notes are fully redeemed or purchased pursuant to the Murray Purchase (in each case in accordance with the terms of the Exchangeable PIK Notes Indenture), and ending at 5:00 p.m. New York City time, on the date immediately preceding the tenth anniversary of such date.
- F4The warrants were directly held by MSA. Robert E. Murray disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for the purposes of Section 16 or for any other purpose.