SEC Form 4/A · accession 0000921895-15-002868
Foresight Energy LP · FELP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
ACCIPITER LIFE SCIENCES FUND LP
10% Owner
ACCIPITER CAPITAL MANAGEMENT, LLC
10% Owner
Gabe Hoffman
10% Owner
Candens Capital LLC
10% Owner
Period of report
Dec 18, 2015
Accepted (ET)
Dec 28, 2015 · 11:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001540729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2,F5,F3 | Dec 18, 2015 | P | 5,025 | $2.88 | A | 3,503,436 | I | By Accipiter Life Sciences Fund, LP |
| Common UnitsF1,F2,F5,F4 | Dec 18, 2015 | P | 4,631 | $2.88 | A | 4,684,498 | I | By Accipiter Life Sciences Fund (Offshore), Ltd. |
| Common UnitsF1,F2,F6,F3 | Dec 21, 2015 | P | 2,345 | $2.82 | A | 3,505,781 | I | By Accipiter Life Sciences Fund, LP |
| Common UnitsF1,F2,F6,F4 | Dec 21, 2015 | P | 2,162 | $2.82 | A | 4,686,660 | I | By Accipiter Life Sciences Fund (Offshore), Ltd. |
| Common UnitsF1,F2,F7,F3 | Dec 22, 2015 | P | 10,399 | $2.89 | A | 3,516,180 | I | By Accipiter Life Sciences Fund, LP |
| Common UnitsF1,F2,F7,F4 | Dec 22, 2015 | P | 9,588 | $2.89 | A | 4,696,248 | I | By Accipiter Life Sciences Fund (Offshore), Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by Accipiter Life Sciences Fund, LP ("ALS Fund"), Accipiter Life Sciences Fund (Offshore), Ltd. ("ALS Offshore"), Accipiter Capital Management, LLC ("Accipiter Management"), Candens Capital, LLC ("Candens Capital"), and Gabe Hoffman (collectively, the "Reporting Persons").
- F2Each Reporting Person may be deemed to be a member of a group that owns more than 10% of the Issuer's outstanding Common Units. Each Reporting Person disclaims beneficial ownership of the Common Units reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such Common Units for purposes of Section 16 or for any other purpose.
- F3Common Units directly owned by ALS Fund. Accipiter Management, as the investment manager of ALS Fund, may be deemed to be the beneficial owner of the Common Units directly owned by ALS Fund. Each of Candens Capital, as the general partner of ALS Fund, and Mr. Hoffman, as the managing member of each of Candens Capital and Accipiter Management, may be deemed to be the beneficial owner of the Common Units directly owned by ALS Fund.
- F4Common Units directly owned by ALS Offshore. Accipiter Management, as the investment manager of ALS Offshore, may be deemed to be the beneficial owner of the Common Units directly owned by ALS Offshore. Mr. Hoffman, as the managing member of Accipiter Management, may be deemed to be the beneficial owner of the Common Units directly owned by ALS Offshore.
- F5The price reported in Column 4 is a weighted average price. These Common Units were purchased in multiple transactions at prices ranging from $2.875 to $2.89. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Units purchased at each separate price within the ranges set forth in footnotes 5, 6 and 7 to this Form 4.
- F6The price reported in Column 4 is a weighted average price. These Common Units were purchased in multiple transactions at prices ranging from $2.82 to $2.83. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Units purchased at each separate price within the ranges set forth in footnotes 5, 6 and 7 to this Form 4.
- F7The price reported in Column 4 is a weighted average price. These Common Units were purchased in multiple transactions at prices ranging from $2.85 to $2.93. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Units purchased at each separate price within the ranges set forth in footnotes 5, 6 and 7 to this Form 4.
Remarks
This Form 4/A amends the Form 4 filing dated December 23, 2015, to (a) disclose transactions occurring on December 18, 2015 that were not previously reported and (b) update the reporting persons' beneficial ownership following the previously reported transaction to account for the previously unreported transactions.