SEC Form 4 · accession 0001209191-15-030017

E2open Inc · EOPN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John Breese Mumford

Director

Period of report

Mar 26, 2015

Accepted (ET)

Mar 27, 2015 · 6:33 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001540400

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	D/I	Nature of ownership
Common Stock^F1,F2	Mar 26, 2015	U	1,505,882	—	D	I	See Footnote
Common Stock^F1,F3	Mar 26, 2015	U	172,701	—	D	I	See Footnote
Common Stock^F1,F4	Mar 26, 2015	U	1,874,386	—	D	I	See Footnote
Common Stock^F1,F5	Mar 26, 2015	U	433,138	—	D	I	See Footnote
Common Stock^F1,F6	Mar 26, 2015	U	1,188	—	D	I	See Footnote

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Director RSU^F7,F8	—	Mar 26, 2015	D	10,600	D	—	May 2, 2024	Common Stock	10,600	0	D

Explanation of responses

F1Shares of Common Stock tendered in the tender offer launched by Eagle Acquisition Sub, Corp. on February 26, 2015 pursuant to that certain Agreement and Plan of Merger, dated February 4, 2015, between E2open, Inc., Eagle Parent Holdings, LLC and Eagle Acquisition Sub, Corp. (the "Merger Agreement"), to acquire all of the outstanding shares of common stock of E2open, Inc., par value $0.001 per share, at a purchase price of $8.60 per share (the "Offer Price"), net to the seller in cash, without interest and less any required withholding taxes.
F2The reported securities are held directly by Crosspoint Venture Partners 2000 (Q), L.P. (CVP 2000 (Q)). John B. Mumford, as a Managing General Partner of Crosspoint Associates 2000, L.L.C. (Crosspoint Associates), the general partner of CVP 2000 (Q), may be deemed to have sole voting and dispositive power with respect to shares held by CVP 2000 (Q). Each of these entities disclaims beneficial ownership of the securities held by CVP 2000 (Q) except to the extent of any pecuniary interest therein.
F3The reported securities are held directly by Crosspoint Venture Partners 2000, L.P. (CVP 2000). John B. Mumford, as a Managing General Partner of Crosspoint Associates 2000, L.L.C. (Crosspoint Associates), the general partner of CVP 2000, may be deemed to have sole voting and dispositive power with respect to shares held by CVP 2000. Each of these entities disclaims beneficial ownership of the securities held by CVP 2000 except to the extent of any pecuniary interest therein.
F4The reported securities are held by Mumford Family Trust, TTEES John B. Mumford and Christine Mumford.
F5The reported securities are held directly by Mumford Lana'i LLC. John B. Mumford, as a Managing Member of Mumford Lana'i LLC, may be deemed to have sole voting and dispositive power with respect to shares held by Mumford Lana'i LLC. John B. Mumford disclaims beneficial ownership of the securities held by Mumford Lana'i LLC except to the extent of any pecuniary interest therein.
F6The reported securities are held directly by Mumford CVP 2000 L.P. John B. Mumford, as a Managing General Partner of Mumford CVP 2000, L.P., may be deemed to have sole voting and dispositive power with respect to shares held by Mumford CVP 2000 L.P. except to the extent of any pecuniary interest therein.
F7Pursuant to the Merger Agreement, the restricted stock units were cancelled in exchange for a cash payment of $91,160, which is the product of the total number of shares subject to such restricted stock units multiplied by the Offer Price.
F8The reported security was approved by the Board of Directors on May 2, 2014. The RSU's were scheduled to vest on the earlier of one (1) year from the grant date or the day before the annual meeting of the stockholders of the Company occurring in calendar year 2015, subject to Mr. Mumford remaining a member of the Company's board of directors through the applicable vesting date.