SEC Form 4 · accession 0001539838-16-000229
Diamondback Energy, Inc. · FANG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Lawrence Plaumann
Director
Period of report
Aug 28, 2016
Accepted (ET)
Aug 31, 2016 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 28, 2016 | A | 1,359 | $0.00 | A | 9,405 | I | By Greyhawke Capital Advisors LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are restricted stock units that were granted under the issuer's 2012 Equity Incentive Plan. 453 of these restricted stock units vested on August 28, 2016, and the remaining 906 restricted stock units will vest in two equal installments beginning on July 1, 2017.
- F2These shares have been assigned to Grayhawke Capital Advisors LLC ("Greyhawke"), of which Mr. Plaumann is a managing member. Mr. Plaumann holds a 50% ownership interest in Greyhawke and may be deemed to have a pecuniary interest in these securities.