SEC Form 4 · accession 0001209191-19-006187
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Rafferty
Director
Period of report
Jan 29, 2019
Accepted (ET)
Jan 31, 2019 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 29, 2019 | P | 1,000 | $30.85 | A | 27,803 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1$30.85 represents the weighted average purchase price per share for the 1,000 aggregate amount of shares transaction reported on this line. The range of price per share in the reported transaction is $30.85 to $30.835. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2Consists of (i) 14,469 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 13,334 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty.