SEC Form 4 · accession 0001209191-18-056687
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Loren Davis
Director
Period of report
Oct 29, 2018
Accepted (ET)
Oct 31, 2018 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 29, 2018 | P | 1,500 | $35.31 | A | 71,257 | D | |
| Common StockF2 | holding | — | — | — | 75,979 | I | By Rick Davis 2006 Family Trust | |
| Common StockF3 | holding | — | — | — | 75,979 | I | By Sheree Davis 2006 Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of (i) 18,823 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 52,434 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse, Sheree Davis.
- F2These 75,979 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- F3These 75,979 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.