SEC Form 4 · accession 0001209191-18-046299
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. Karas
Officer — EVP & CLO - TBK Bank, SSB
Period of report
Aug 8, 2018
Accepted (ET)
Aug 10, 2018 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2018 | S | 3,000 | $41.956 | D | 11,604 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of (i) 6,924 shares beneficially owned by reporting person, and (ii) 4,680 shares of restricted stock of the reporting person subject to future time vesting requirements.