SEC Form 4 · accession 0001209191-18-044444
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Todd Sparks
Director
Period of report
Jul 27, 2018
Accepted (ET)
Jul 30, 2018 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2018 | P | 1,000 | $38.80 | A | 46,169 | D | |
| Common StockF1 | Jul 27, 2018 | P | 1,000 | $38.74 | A | 9,000 | I | By Sparco Market Fund |
| Common StockF1 | Jul 27, 2018 | P | 1,000 | $38.70 | A | 1,300 | I | By Spouse, Trustee for Katherine A. Bowling Trust I |
| Common StockF1 | holding | — | — | — | 272,119 | I | By SBS Equity, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.