SEC Form 4 · accession 0001209191-18-030296
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Rafferty
Director
Period of report
May 11, 2018
Accepted (ET)
May 15, 2018 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2018 | P | 500 | $39.745 | A | 25,585 | D | |
| Common StockF1 | May 14, 2018 | P | 250 | $39.595 | A | 25,835 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of (i) 14,101 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 11,734 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty.