SEC Form 4 · accession 0001209191-18-023180
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J. Karas
Officer — EVP & CLO - TBK Bank, SSB
Period of report
Apr 1, 2018
Accepted (ET)
Apr 3, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 1, 2018 | F | 549 | $41.20 | D | 13,362 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 549 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/18 vesting of 2,274 shares of restricted stock issued to reporting person.
- F2Consists of (i) 9,924 shares beneficially owned by reporting person, and (ii) 3,438 shares of restricted stock of the reporting person subject to future time vesting requirements.