SEC Form 4 · accession 0001209191-18-023149
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron P Graft
Officer — President & CEO · Director
Period of report
Apr 1, 2018
Accepted (ET)
Apr 3, 2018 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 1, 2018 | F | 1,148 | $41.20 | D | 476,968 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 1,148 shares surrendered to satisfy applicable federal income tax withholding associated with the 4/1/18 vesting of 4,724 shares of restricted stock issued to the reporting person.
- F2Consists of (i) 470,928 shares beneficially owned by reporting person, and (ii) 6,040 shares of restricted stock of the reporting person subject to future time vesting requirements.