SEC Form 4 · accession 0001209191-17-061439
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maribess L Miller
Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 15, 2017 | P | 5,504 | $29.77 | A | 22,762 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1$29.77 represents the weighted average purchase price per share for the 5,504 aggregate amount of shares transaction reported on this line. The range of price per share in the reported transaction is $29.60 to $29.80. Reporting person shall provide, upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2Consists of (i) 22,267 shares of common stock beneficially owned by reporting person and (ii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.