SEC Form 4 · accession 0001209191-17-029192
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Anderson
Director
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 28, 2017 | P | 4,500 | $22.46 | A | 160,276 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1$22.46 represents the weighted average purchase price per share for the 4,500 aggregate amount of shares reported on this line. The range of price per share in the reported transaction is $22.35 to $22.55. Reporting person shall provide, upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2Consists of (i) 139,281 shares of common stock of Issuer beneficially owned by reporting person, (ii) 20,500 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson, and (iii) 495 shares of restricted stock of the reporting person subject to future time vesting requirements.