SEC Form 4 · accession 0001209191-17-028237
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P Rafferty
Director
Period of report
Apr 24, 2017
Accepted (ET)
Apr 26, 2017 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2017 | P | 1,000 | $22.00 | A | 22,187 | D | |
| Common StockF1 | Apr 25, 2017 | P | 500 | $21.95 | A | 22,687 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of (i) 12,708 shares beneficially owned by reporting person,(ii) 9,484 shares of common stock beneficially owned jointly with spouse Linda B. Rafferty, and (iii) 495 shares of restricted stock of the reporting person subject to future vesting requirements.