SEC Form 4 · accession 0001209191-17-028234
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maribess L Miller
Director
Period of report
Apr 24, 2017
Accepted (ET)
Apr 26, 2017 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 24, 2017 | P | 700 | $21.95 | A | 12,903 | D | |
| Common StockF1 | Apr 24, 2017 | P | 3,846 | $22.00 | A | 16,749 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of (i) 16,254 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future vesting requirements.