SEC Form 4 · accession 0001225208-17-014807
Nuveen Real Asset Income & Growth Fund · JRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gifford R Zimmerman
Officer — Chief Administrative Officer
Period of report
Sep 11, 2017
Accepted (ET)
Sep 11, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2017 | J | 1,804 | $0.00 | A | 1,804 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant to the Agreement and Plan of Reorganization dated as of September 11, 2017 by and between Nuveen Real Asset Income and Growth Fund (JRI) and Diversified Real Asset Income and Growth Fund (DRA) in exchange for 1800 common shares of DRA and cash in lieu of fractional shares of JRI. The exchange ratio was calculated as the ratio of the DRA net asset value per common share over the JRI net asset value per common share, each calculated as of the close of business on September 8, 2017, the business day immediately preceding the closing of the reorganization. As of such time, the net asset value per common share of DRA was $19.63 and the net asset value per common share of JRI was $19.58. On September 8, 2017, the closing trading price of DRA common shares was $18.15 and the closing trading price of JRI common shares was $18.19.