SEC Form 4 · accession 0001575705-15-000086
BlueNRGY Group Ltd · CBDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Morro
Officer — Chairman and Managing Director · Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 30, 2015 · 1:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539042
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2,F1 | Nov 30, 2015 | A | 3,927,765 | $0.0379 | A | 23,482,396 | D | |
| Ordinary SharesF2 | Dec 24, 2015 | P | 1,000 | $4.50 | A | 293,282 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible NoteF2,F1 | $0.0379 | Nov 30, 2015 | A | 904,050 | A | Nov 30, 2015 | Jul 31, 2016 | Ordinary Shares | 23,885,062 | 904,050 | D |
| Deferred Compensation AgreementF1 | $0.0379 | Nov 30, 2015 | A | 131,250 | A | Nov 30, 2015 | Mar 31, 2016 | Ordinary Shares | 3,467,635 | 131,250 | D |
Explanation of responses
- F1Number of Ordinary Shares is shown as of the Transaction Dates and prior to the 1:80 share consolidation effected on December 17, 2015.
- F2Shares and derivative securities shown include securities owned by WHI, Inc. Retirement Savings Plan Trust; William C. Morro is the sole beneficiary and Trustee.