SEC Form 4 · accession 0001104659-16-092919
STORE CAPITAL Corp · STOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
OAKTREE CAPITAL MANAGEMENT LP
Director · 10% Owner
Oaktree Capital Group Holdings GP, LLC
Director · 10% Owner
Oaktree Capital Group, LLC
Director · 10% Owner
OCM FIE, LLC
Director · 10% Owner
STORE Holding Company, LLC
Director · 10% Owner
OCM STR Holdings, L.P.
Director · 10% Owner
OCM STR Holdings II, L.P.
Director · 10% Owner
Period of report
Feb 1, 2016
Accepted (ET)
Feb 1, 2016 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001538990
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5 | Feb 1, 2016 | S | 14,000,000 | $22.79 | D | 56,336,144 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting persons may be deemed directors by deputation by virtue of their right to designate representatives to be nominated by STORE Capital Corporation (the "Issuer") to serve on the Issuer's board of directors. Kenneth Liang, Rajath Shourie, Mahesh Balakrishnan, Derek Smith and Manish Desai were nominated by STORE Holding as its designated nominees and elected by the Issuer's stockholders on June 4, 2015.
- F2This Form 4 is being filed with respect to the sale of 14,000,000 shares of common stock, par value $0.01 per share (the "Common Stock"), directly owned by STORE Holding Company, LLC ("STORE Holding"). This Form 4 is also being filed by (i) OCM STR Holdings, L.P. and OCM STR Holdings II, L.P. solely in their capacity as the majority unitholders of STORE Holding; (ii) OCM FIE, LLC, solely in its capacity as the general partner of each of OCM STR Holdings, L.P. and OCM STR Holdings II, L.P.; (iii) Oaktree Capital Management, L.P. solely in its capacity as the managing member of OCM FIE, LLC; (iv) Oaktree Holdings, Inc., solely in its capacity as the general partner of Oaktree Capital Management, L.P.; and (v) Oaktree Capital Group, LLC, solely in its capacity as the sole shareholder of Oaktree Holdings, Inc.
- F3This Form 4 is also being filed by Oaktree Capital Group Holdings GP, LLC, ("OCGH GP" and together with STORE Holding, OCM STR Holdings, L.P., OCM STR Holdings II, L.P., OCM FIE, LLC, Oaktree Capital Management, L.P., Oaktree Holdings, Inc. and Oaktree Capital Group, LLC, the "Reporting Persons" and each individually a "Reporting Person") solely in its capacity as the duly elected manager of Oaktree Capital Group, LLC.
- F4Information with respect to each Reporting Person is given solely by such Reporting Person, and no such Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each Reporting Person, other than STORE Holding with respect to its direct holdings, disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any securities covered by this Form 4.
- F5The members of OCGH GP are Howard S. Marks, Bruce A. Karsh, Jay S. Wintrob, John B. Frank, Sheldon M. Stone, Stephen A. Kaplan and David M. Kirchheimer (each, an "OCGH GP Member" and collectively, the "OCGH GP Members"), who, by virtue of their membership interests in OCGH GP, may be deemed to share voting and dispositive power with respect to the shares of common stock held by STORE Holding. Except to the extent of their respective pecuniary interest, each OCGH GP Member disclaims beneficial ownership of the securities reported herein and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any securities covered by this Form 4.