SEC Form 4 · accession 0001538716-26-000108
Oportun Financial Corp · OPRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen I. Layton
Officer — Chief Legal Officer
Period of report
Sep 10, 2026
Accepted (ET)
Sep 14, 2026 · 6:10 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001538716
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 10, 2026 | S | 4,223 | $7.80 | D | 292,006 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.
- F2Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $7.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.