SEC Form 4 · accession 0000927089-19-000111
HomeTrust Bancshares, Inc. · HTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hunter Westbrook
Officer — EVP, Chief Banking Officer
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001538263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2019 | F | 1,489 | $27.51 | D | 47,810 | D | |
| Common StockF1 | Feb 11, 2019 | A | 1,625 | $0.00 | A | 49,435 | D | |
| Common StockF2 | Feb 11, 2019 | A | 1,625 | $0.00 | A | 51,060 | D | |
| Common Stock | holding | — | — | — | 4,022 | I | By KSOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $26.00 | holding | — | — | — | — | Feb 11, 2028 | Common Stock | 40,000 | 40,000 | D |
| Stock OptionF3 | $24.95 | holding | — | — | — | — | Feb 11, 2027 | Common Stock | 20,000 | 20,000 | D |
| Stock OptionF4 | $14.37 | holding | — | — | — | — | Feb 11, 2023 | Common Stock | 90,000 | 90,000 | D |
Explanation of responses
- F1Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2020, 2021, 2022, 2023 and 2024.
- F2Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan subject to performance-based vesting conditions.
- F3Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
- F4Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.
Remarks
Exhibit 24: Power of Attorney of Hunter Westbrook