SEC Form 4 · accession 0000927089-17-000085
HomeTrust Bancshares, Inc. · HTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Keith J Houghton
Officer — EVP, Chief Credit Officer
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001538263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | M | 6,000 | $15.88 | A | 9,693 | D | |
| Common Stock | Feb 14, 2017 | S | 3,600 | $25.80 | D | 6,093 | D | |
| Common Stock | Feb 14, 2017 | S | 2,204 | $25.775 | D | 3,889 | D | |
| Common Stock | Feb 14, 2017 | S | 196 | $25.75 | D | 3,693 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $15.88 | Feb 14, 2017 | M | 6,000 | D | — | Mar 10, 2024 | Common Stock | 6,000 | 4,000 | D |
| Stock OptionF2 | $17.35 | holding | — | — | — | — | Feb 11, 2026 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on March 10, 2015, 2016, 2017, 2018 and 2019.
- F2Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.