SEC Form 4 · accession 0000927089-17-000082
HomeTrust Bancshares, Inc. · HTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E. James
Director
Period of report
Feb 11, 2017
Accepted (ET)
Feb 14, 2017 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001538263
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2017 | A | 5,000 | $0.00 | A | 6,825 | D | |
| Common Stock | holding | — | — | — | 1,250 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $24.95 | Feb 11, 2017 | A | 10,000 | A | — | Feb 11, 2027 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Represents restricted stock award under Issuer's 2013 Omnibus Incentive Plan, which is schedule to vest in 20% increments on February 11, 2018, 2019, 2020, 2021, and 2022.
- F2Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan, which is scheduled to veset in 20% increments on February 11, 2018, 2019, 2020, 2021 and 2022.