SEC Form 3 · accession 0001553350-19-000013
SOCIAL REALITY, Inc. · SRAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Thomas Malone
Officer — Chief Financial Officer
Period of report
Dec 15, 2018
Accepted (ET)
Jan 4, 2019 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001538217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 1,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Purchase OptionF2 | $2.56 | holding | — | — | — | Dec 15, 2018 | Jan 2, 2022 | Class A Common Stock | 100,000 | — | D |
Explanation of responses
- F1Represents stock purchased in the open market prior to Mr. Malone's appointment as chief financial officer of Social Reality, Inc.
- F2Represents a stock option grant (right to purchase) issued in connection with Mr. Malone's employment agreement. The options vest quarterly over a three (3) year period.